Legal Notices

Recommendations – This site does not intend to make an offer or solicitation for the sale or purchase of securities. Offers can be made by prospectus only. Securities are offered through Workman Securities Corporation (WSC), 6500 City West Parkway, Suite 350 Eden Prairie, MN 55344. WSC is a member of FINRA/SIPC. 1-800-225-6465.

Clearing Services – Workman Securities Corporation utilizes the clearing services of: RBC Correspondent Services for certain transactions.  RBC Correspondent Services is located at 510 Marquette Ave, Level C-1, Minneapolis, MN 55402.

Customer Identification Program Notice – All financial institutions, including our firm, are required by federal law to obtain, verify and record identity information for each person opening an account.  (Download)

Breakpoint Disclosure Statement – Important information about mutual fund sales charges, management fees and breakpoint discounts. (Download)

Business Continuity Statement – Our commitment to plan for and respond to unexpected business disruptions. (Download)

Privacy Notice – Summary of personal information that we never share and data we may share with third parties on your behalf.  (Download)

Links to Other Websites – Workman Securities Corporation (WSC) provides links in this website for the convenience of our customers and does not certify the authenticity of information herein that originates from third parties. WSC shall under no circumstances be liable for any actions taken or omissions made in reliance on any information contained herein or for any other consequences of any such reliance.